Adrian Boukalov

System Integration of Smart Antennas into Wireless Network

1. Rationale

Smart Antennas is perhaps the most promising techniques available in the radio network. Interest in this technology is increasing today since spatial processing is considered as a "last frontier" in evolution of multiple access systems. There are not so many techniques currently proposed for cellular radio network design, which are able to improve system performance dramatically and smart antennas technique is among them. SA can be effectively combined with other techniques such as multi-user detection, polarization diversity, channels coding. Air interfaces standards become more "friendly" for SA and future introduction of software radio will make possible to make radio system design optimized for spatial processing and integrate SA into future adaptive modems. There are number SA commercial products available on the market today.
The main advantages expected with SA are:
- Higher sensitive reception
- Possibility to implement systems with spatial division multiple access (SDMA)
- Interference cancellation in uplink and downlink
- Mitigation effects of multipath fading
- Possibility of very high bit rate data transmission (real time video) in systems with multilple input - multiple output (MIMO) [10]
On the system level this leads to the higher capacity, extended range, improved coverage by "in-filling" dead spots, higher quality of services, lower power consumption at the mobile and improved power control.
SA increases system complexity and costs, but at the same time provides additional degree of freedom for the radio network control and planning.
During last decade a lot of attention in SA research was paid to different combinations of SA optimization methods and criteria, channel estimation techniques and receiver structures. One of the main problems in this area - SA system integration into existing and future cellular networks was not highlighted yet. SA receiver structure and algorithms, network control and planning are the main cellular system components to be considered when SA technology will be introduced. To improve radio network performance with SA receiver structure and algorithms should be optimized according to the propagation and interference environment, considering expected traffic and users mobility in the cell. These parameters can be seen as a product of radio network planing. At the same time, SA receiver parameters are important for capacity, coverage and interference planning, they are also tightly interacting with network control protocols at different layers.
Only integrated and multidisciplinary approach for this large topic is able to provide economically and technically reasonable solutions. It includes (jointly) determining of relevant SA algorithms and receiver structures, development of new network control algorithms/protocols which should be aware of spatial properties of signals, upgrade of simulation/planning tools and revision of network planning methods.

2. Research activity during 1998 - 1999

Proposed plan is the extension of the activity started in RAVE project and supposed to be focused on the network with SA control algorithms development and studies. In RAVE it was studied
impact of non-uniform traffic distribution on system performance of CDMA radio network [1],
feasibility of SA receiver with propagation environment and offered traffic, air interface feasibility, network control and planning with SA [2,3,6,7]. Simulation tool "NetSim" was further upgraded to introduce SA at the up and down links [4,5]. Co-operation with other groups in RAVE project was established.

2.1. Accomplished tasks

The following tasks were accomplished and results were reported in publications during the reporting period:

2.1.1. Network simulation tools "NetSim" up-grade with smart antennas

Network simulation tool NetSim initially developed at Communication Laboratory several years ago was further upgraded to include smart antennas module. Developed model can simulate different types of smart antenna algorithms such as conventional beamformer, algorithms that include optimization procedure and combination of both these methods. SA model was developed for up and down -links. SA can be simulated during initial login into network and data transmission phases.
Several changes in "NetSim" were done to upgrade it to UTRA air interface (users models with multi-rate services)
Created propagation data files for larger electronic map area of downtown of Helsinki with larger amount of BS. Improved propagation data processing module and visualization tool to provide spatial reference for propagation data and simulation results.
Improvement of main CDMA radio network system parameters with developed models
were studied by simulations. Results of impact of SA on network coverage, capacity, qualities of services for different types of service mix were obtained. Upgraded simulation tool can be further used for development of network planning methods and control algorithms development with SA.
Results of this framework were reported in reference [2,3].
Co-operation with other groups:
Other laboratories widely used provided propagation data in their research (Radio Lab., Lab of Telecom Technology)
Co-operation with control laboratory was established on "NetSim" up-grade. Input for "Netsim" upgrade was provided.

2.1.2. Study of impact of non-uniform traffic distribution on system performance of CDMA radio network

Non-uniform traffic spatial distribution is the very likely event in any type of radio network.
It was done analytical and simulation study of CDMA network system performance with non-uniform traffic. Derived compact analytical expressions that describe CDMA system coverage and capacity for different types of non-uniform pattern of traffic distribution.
Non- uniform spatial distribution model was developed for "NetSim" to verify derived analytical expressions by simulations.
Obtained results can be useful for the initial phase of CDMA network planning process. More detailed information can be found in the reference [1].
SA is able to play an important role in smoothing traffic load variations due to extended coverage and dynamic range. In order to be able to exploit these advantages a proper network control protocols/algorithms should be introduced (joint optimum beamforming, BS assignment and power control).

2.1.3. Study of feasibility of SA receiver with propagation environment and offered traffic. Air interface feasibility with SA. Network control and planning with SA.

There are a large number of SA types and algorithms being proposed during last two decades. They vary not only in their performance but what is the most important they can be applicable only in some certain types of propagation and interference environments. Different types of SA can be feasible only with certain types of air interfaces.
A classification of different types of SA receivers/transmitters structures and algorithms was made. Feasibility of different types of SA algorithms with propagation environment, expected level of interference and mobility rate had been studied. Compatibility of SA with different types of air interfaces was evaluated.
Several new additional features in standards, which may be required to achieve more considerable improvements in system performance, were proposed. It was shown that the most dramatic improvements in system performance could be achieved with proper combination of different SA algorithms instead of implementation very sophisticated and complex SA algorithms. Impact of SA on different phases of radio network planning was evaluated. Network control with SA is another important issue that should be considered. Required link level protocol modifications and resource management was discussed. The more improvement we expect to obtain with SA the more resource management should be aware about spatial properties of signals.
Results of this framework are reported in references [4,5] and several invited lectures/workshops [6,8]. Bringing together this information had been first time reported in the literature and had attracted considerable interest. This work will be continued taking into consideration overview of mathematical models, SA transmitter algorithms, MIMO systems, and latest achievements in network control and will result in journal paper.

2.1.4. Study of joint optimal beamforming, BS assignment and power control algorithm

Joint optimal power control and beamforming (or combing) algorithms can improve cells capacity
of traditional networks (GSM) and data rate in systems with elements of link adaptation (EDGE). Further capacity improvement and smooth of load variation between cell will be achieved, if BS assignment algorithm will be included in the optimization procedure. Joint power control and beamforming algorithms can be efficiently applied into the systems with MIMO.
Developed and analytically evaluated joint algorithm for MIMO system based on MSE approach. Results will be reported in conference paper. Algorithm will be further extended with MLSE approach and performance will be evaluated. Algorithms will be a part of system proposal with will include MIMO combined with downlink beamforming and adaptive resource management.

3. Research plan for 2000 - 2001

During this period it is supposed to obtain more explicit understanding of MIMO system control design. Algorithms that include joint adaptive spatial processing, temporal processing and coding will be studied in order to find relevant trade-offs between system parameters for different propagation and interference environments, users mobility scenarios. Interfaces like EDGE and UTRA will be considered with main focus on the down-link transmission. Joint optimal up-link and down link spatial-temporal processing algorithms will be considered. Proposed algorithms will be able to improve soft-capacity of the MIMO systems.
Jointly optimal power control and beamforming algorithms can improve cell capacity
and data rates in systems. Achievable improvements with SA can be even more considerable in systems with elements of link adaptation. If in the optimization procedure also includes a BS assignment algorithm system capacity can be further improved. Special attention in this research will be focused on the joint algorithms based on the MLSE approach. Feasibility of downlink beamforming and MIMO receiver will be studied for this approach.
Developed analytical model can be further used in the MIMO system design, network control algorithms/protocols development and network planning. Network simulation tool "NetSim" will
be further updated with MIMO model.
3.1. Sub -tasks for year 2000

- Jointly optimal receiver-transmitter MIMO spatial-temporal processing and power control algorithm development.
- Study achievable capacity improvements with developed algorithms
- Simulation tool development. "NetSim" upgrade with MIMO model
- MLSE approach study. Spatial-Temporal coding issues studies which can be applicable for layered MIMO system architecture
- Dynamic behavior of developed algorithms study by simulation

3.2. Sub -tasks for year 2001 (preliminary)
- Study feasibility of link adaptation algorithms with joint PC, beamforming in MIMO systems
- System performance and dynamic behavior studies.
- Feasibility with EDGE and UTRA air interfaces. Tuning MIMO - EDGE /UTRA system parameters for different environments

 

Acronyms:
MIMO - multiple input multiple output
MLSE - Maximum Likelihood Sequence Estimation

 

Publications

[1] Boukalov Adrian, Sven-Gustav Häggman and Antti Pietilä "Study the Impact of Non-uniform Spatial Traffic Distribution on the System Parameters of CDMA Cellular Network " Proceedings of IEEE International Conference on Personal Wireless Communications (ICPWC'99), February 17 -19, 1999, Jaipur, India, pp. 394 - 398.

[2] Boukalov Adrian, Sven-Gustav Häggman "UMTS Radio Network Simulation with Smart Antennas ", Proceedings of the Virginia Tech Symposium on Wireless Personal Communications, June 2-4, 1999, Blacksburg , USA , pp. 95-102

[3] Boukalov Adrian, Sven-Gustav Häggman " UMTS Radio Network Simulation with Smart Antennas" to be published in book Wireless Personal Communications, Kluwer Academic Publishers, 2000.

[4] Boukalov Adrian, Sven-Gustav Häggman "An overview. System aspects of Smart Antennas Technology in Wireless Communications" (Invited) , Proceedings of the 11th International Conference on Wireless Communications vol. 2, 12-14 July 1999 Calgary , Canada, pp.1-14. Is this the publications [4]?

[5] Boukalov Adrian, Sven-Gustav Häggman "System Aspects of Smart Antennas Technology in Cellular Wireless Communications " (Invited) IEEE Radio and Wireless Conference (RAWCON 99), Denver, Colorado, USA , August 1-4, 1999, pp. 17-22. / Power Point presentation.

[6] Boukalov Adrian, "Introduction to Smart Antennas Techniques and Algorithms" Workshop on Smart Antennas Technology and Applications at RAWCON 99, 1st August 1999. / Power Point presentation.

[7] Boukalov Adrian , Sven-Gustav Häggman " System Aspects of Smart Antennas Technology in Wireless Communications" accepted paper for IEEE Transaction in Microwave Theory and Techniques will be published in 2000

[8] Boukalov Adrian, "System Aspects of Smart Antennas Technology" Presentation at Radio Communication Systems Department / School of Electrical Engineering and Information Technology (EIT) at the Royal Institute of Technology (KTH), Stockholm, Sweden. available at: http://www.s3.kth.se/radio/seminars/sa.pdf.

[9] Boukalov Adrian "Smart Antennas in Cellular CDMA- Systems" , Presentation in Merito Forum's seminar on advanced radio network design. / Power Point presentation.

[10] Boukalov Adrian "Integration of Smart Antennas into Wireless Network" (Invited paper),book Global Wireless Communications for World. Markets Research Centre's Business Briefing Series. Wireless Technology 2000.

Presentation on Radio Network Simulator "Netsim"

 

Additional publications

1. Edward Mutafungwa, Lauri Halme, Viktor Nässi, Adrian Boukalov "A study of the Järvenpää-Lahti motorway's IT link alternatives for the connection of control stations", Espoo, Otaniemi: TKK Tietoliikennelaboratorio technology reports, 1998. *

2. Adrian Boukalov "The impact of a non-uniform spatial traffic distribution on the CDMA cellular networks system parameters", URSI/Remote Sensing Club of Finland/IEEE XXIII Convention on Radio Science and Remote Sensing Symposium, Otaniemi 24-25 August, 1998, Helsinki University of Technology Laboratory of Space technology Report 35, p 29-30 *

3. Boukalov Adrian, Sven-Gustav Häggman and Antti Pietilä "The Impact of a Non-uniform Spatial Traffic Distribution on the CDMA Cellular Network System Parameters", ICPWC'99, Jaipur, India, February 1999, pp. 394 -398. *

4. Boukalov Adrian, Sven-Gustav Häggman "UMTS Radio Network Simulation with Smart Antennas ", Proceedings of the Virginia Tech Symposium on Wireless Personal Communications, June 2-4, 1999, Blacksburg , USA , pp. 95-102. *

5. Boukalov Adrian, "System Aspects of Smart Antennas Technology" Presentation at Radio Communication Systems Department / School of Electrical Engineering and Information Technology (EIT) at the Royal Institute of Technology (KTH), Stockholm, Sweden. Available at: http://www.s3.kth.se/radio/seminars/sa.pdf. *

6. Boukalov Adrian, Sven-Gustav Häggman "An overview. System aspects of Smart Antennas Technology in Wireless Communications" (Invited) , Proceedings of the 11th International Conference on Wireless Communications vol. 2, 12-14 July 1999 Calgary, Canada, pp.1-14. *

7.Boukalov Adrian, Sven-Gustav Häggman " UMTS Radio Network Simulation with Smart Antennas" to be published in book Wireless Personal Communications, Kluwer Academic Publishers, 2000. *

8. Boukalov Adrian, Sven-Gustav Häggman "System Aspects of Smart Antennas Technology in Cellular Wireless Communications " (Invited) IEEE Radio and Wireless Conference (RAWCON 99), Denver, Colorado, USA , August 1-4, 1999, pp. 17-22.

9.Boukalov Adrian, "Introduction to Smart Antennas Techniques and Algorithms" Workshop on Smart Antennas Technology and Applications at RAWCON 99, 1st August 1999. *

10. Boukalov Adrian, Sven-Gustav Häggman " System Aspects of Smart Antennas Technology in Wireless Communications" to appear in Journal IEEE Transaction in Microwave Theory and Techniques

11. Boukalov Adrian, "Integration of Smart Antennas into Wireless Network" (Invited paper),book Global Wireless Communications for World. Markets Research Centre's Business Briefing Series. Wireless Technology 2000. *

* - publication not available in electronic form